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Best Practices When Working With Your 401(k) Clients

BEST PRACTICES WHEN WORKING WITH YOUR 401(K) CLIENTS

Cost Free
Presentation Length 1.0 hour

Recorded DateAugust 16, 2021
CPE:Not available
(archived webinars do not offer CPE credits)
Subject AreaSpecialized Knowledge
Course LevelBasic
Course Description

The presentation “Best Practices When Working with Your 401(k) Clients” provides retirement plan consultants and advisors with valuable suggestions on how to structure the services they provide to the retirement plan sponsor, fiduciaries, and participants. Attendees will learn how to deliver the best possible outcomes for all parties while bolstering the importance of the consultant and/or advisor to the team.

Learning Objectives:


  • Identify best practices for 401(k) advisors to consider when working with their retirement plan clients

  • Assemble a retirement plan strategy

  • Organize fiduciary education for your clients

  • Practice plan-designed consulting 

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PLEASE NOTE: ARCHIVED WEBINARS DO NOT QUALIFY FOR CPE

Chuck Rolph

Nationwide
Technical Director, Advanced Consulting Group
[email protected]
(614) 578-7517

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Chuck Rolph, JD, MSFS, CFP®, AIFA®, works with retirement plan financial professionals to help them close significant new cases and to resolve problems with existing plans. In working with financial professionals on their clients’ retirement plans, Chuck blends planning, investment, and fiduciary elements to create a unique solution for each situation.

Chuck started his financial services career in 1977 with a major life insurance company in Des Moines, Iowa. He joined Nationwide’s Advanced Consulting Group in 2010, where he supports the sales and service efforts of the retirement plans division. From his start until joining Nationwide, he spent eight years working as Vice President and General Counsel of an Indianapolis-based actuarial and employee benefits consulting firm, five years with an Indianapolis life insurance company, and 17 years as a practicing ERISA attorney in Indianapolis. During his 17 years as a private practice ERISA attorney in Indianapolis, Chuck was recognized in the publication Best Lawyers in America from 2005 through 2010 and was rated A-V (Preeminent) by the lawyer rating firm of Martindale-Hubbell.

He holds a Juris Doctor (JD) degree from the University of Nebraska and a Master of Science in Financial Services (MSFS) degree from The American College. Chuck actively maintains two professional designations: Certified Financial Planner® (CFP®) and Accredited Investment Fiduciary Analyst® (AIFA®).

In his focus of helping retirement plan financial professionals grow and maintain their block of retirement plan business, Chuck is inspired by the words of General Colin Powell: “Success is the result of perfection, hard work, learning from failure, loyalty, and persistence.”
 

About Our Presenter

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Nationwide, a Fortune 100 company based in Columbus, Ohio, is one of the largest and strongest diversified insurance and financial services organizations in the United States. Nationwide is rated A+ by both A.M. Best and Standard & Poor’s. An industry leader in driving customer-focused innovation, Nationwide provides a full range of insurance and financial services products including auto, business, homeowners, farm and life insurance; public and private sector retirement plans, annuities and mutual funds; excess & surplus, specialty and surety; pet, motorcycle and boat insurance.